Modes of Mechanical Ventilation — Volume vs Pressure, AC, SIMV, PSV, CPAP/PEEP, NIV and ARDS Ventilation

Written & medically reviewed by the Kinase Medical Team · Last reviewed

Quick Answer

Ventilator modes differ in what is fixed and who triggers breaths. Volume control fixes tidal volume, so pressure varies with compliance; pressure control fixes pressure, so volume varies. Assist-control supports every breath, SIMV only the set-rate breaths, and pressure support augments spontaneous breaths. In ARDS, tidal volume is 6 mL/kg predicted body weight with plateau pressure 30 cmH2O or less.

What is mechanical ventilation and when is it indicated?

Invasive mechanical ventilation delivers positive-pressure breaths through an endotracheal or tracheostomy tube. It does not treat the disease — it buys time and rests the respiratory muscles while the cause is treated. Non-invasive ventilation (NIV) delivers the same positive pressure through a tight-fitting mask.

StatPearls (Invasive Mechanical Ventilation) groups the indications into four categories:

  • Airway compromise — the patient cannot protect or maintain the airway (e.g. coma, airway oedema, burns).
  • Hypoventilation — hypercapnic (type 2) failure, e.g. COPD, neuromuscular weakness, drug overdose.
  • Hypoxaemic respiratory failure — type 1 failure, e.g. pneumonia, pulmonary oedema, ARDS.
  • Increased ventilatory demand — e.g. severe metabolic acidosis or sepsis that the patient cannot sustain.
Mechanical Ventilation Explained Clearly - Ventilator Settings & Modes (Remastered)Clear MedCram explainer of ventilator settings and modes - volume vs pressure control, AC, SIMV, pressure support, PEEP and FiO2.Video: MedCram - Medical Lectures Explained CLEARLY · 13:17 · Watch on YouTube · Loads from YouTube (privacy-enhanced mode) only when you press play.
Assist control (AC) and synchronized intermittent mandatory ventilation (SIMV) modesFocused comparison of assist control (AC) vs SIMV - how mandatory and spontaneous breaths are delivered in each mode.Video: Medmastery · 6:10 · Watch on YouTube · Loads from YouTube (privacy-enhanced mode) only when you press play.
An intensive care ventilator with a screen showing an airway pressure waveform over time and dials for oxygen, rate, PEEP and inspiratory pressure, with mode buttons such as SIMV and BIPAP; two breathing-circuit hoses attach below.
An ICU ventilator: the operator chooses a mode and sets the rate, PEEP, FiO2 and pressure or volume, while the screen shows the airway pressure of each breath.Image: Blogotron, CC0

What is the difference between volume control and pressure control?

This is the first decision on any ventilator. In volume-controlled ventilation the machine always delivers the same volume, and the pressure it generates depends on lung compliance. In pressure-controlled ventilation the machine always delivers the same pressure, and the tidal volume depends on compliance (StatPearls — Ventilator Management).

Volume control vs pressure control
FeatureVolume controlPressure control
Set (independent)Tidal volumeInspiratory (driving) pressure
Varies (dependent)Airway pressureTidal volume, breath to breath
If compliance falls (stiff lung, pneumothorax, secretions)Pressures rise — watch the high-pressure alarmTidal volume falls — watch minute ventilation and CO2
Main advantageGuaranteed tidal volume and minute ventilationLimits peak pressure; decelerating flow
Main riskBarotrauma if pressures are not monitoredHypoventilation if compliance worsens

How do CMV, assist-control and SIMV differ?

These modes differ in who triggers the breath and how many breaths are fully supported.

Mandatory modes compared
ModeWho triggersBreaths above the set rateTypical use / problem
CMV (controlled mandatory ventilation)Machine only — patient triggering is not possibleNone — the patient is passiveDeeply sedated or paralysed patients, e.g. under general anaesthesia
AC (assist-control)Machine (timer) or patient effortEvery triggered breath gets the full set breathMost widely used ICU mode; risk of hyperventilation, breath stacking, auto-PEEP, respiratory alkalosis
SIMV (synchronised intermittent mandatory ventilation)Machine, synchronised with patient effortSpontaneous breaths get no full breath — volume depends on patient effort and compliance (pressure support can be added)Listed among weaning modes; usually combined with pressure support for the spontaneous breaths

AC is the most commonly used mode in many intensive care units because it is easy to use and has only four main settings — rate, tidal volume, FiO2 and PEEP (StatPearls). Its weakness is the anxious or tachypnoeic patient: every breath receives a full tidal volume, so minute ventilation rises and the patient can become alkalotic or develop air trapping.

What are pressure support, CPAP and PEEP?

Spontaneous-breathing support and end-expiratory pressure
TermWhat it isKey point
PSV (pressure support ventilation)Each patient-triggered breath is augmented by a set inspiratory pressure; no set rate or tidal volumeUsed for weaning; tidal volume is unreliable → risk of CO2 retention if drive is poor
CPAP (continuous positive airway pressure)One continuous pressure throughout the cycle; the patient does all the breathingCorresponds to PEEP alone — improves oxygenation, does not assist ventilation
PEEP (positive end-expiratory pressure)Pressure left in the airways at the end of expirationRaises FRC, prevents alveolar collapse, reduces atelectrauma; usual starting level 5 cmH2O
Auto-PEEP (intrinsic PEEP)Trapped gas because expiration is incomplete before the next breathSeen in asthma/COPD and fast rates; raises intrathoracic pressure → hypotension

What is BiPAP / non-invasive ventilation and when is it used?

Non-invasive positive pressure ventilation comes in two main forms. BiPAP (bilevel positive airway pressure) sets an inspiratory pressure (IPAP) and a lower expiratory pressure (EPAP); the difference between them is the pressure support that boosts tidal volume and improves ventilation. CPAP has a single continuous pressure that corresponds to PEEP and does not add pressure support.

BiPAP in acute exacerbation of COPD (PMC review)
AspectDetail
Use it whenAcute hypercapnic respiratory acidosis (pH ≤ 7.35 with PaCO2 ≥ 45 mmHg), severe dyspnoea with accessory muscle use, persistent hypoxaemia on oxygen
Starting settingsIPAP about 8–10 cmH2O and EPAP about 4–5 cmH2O, titrated to response
Avoid whenRespiratory or cardiac arrest, haemodynamic instability, inability to fit the mask, excessive secretions, high aspiration risk, inability to protect the airway, uncooperative patient
Why it mattersDecreases mortality and the need for intubation in COPD exacerbations
A woman sitting up in bed wearing a full face mask held by head straps, connected by tubing to a portable ventilator on a stand.
Non-invasive ventilation: BiPAP delivered through a tight-fitting face mask, with no endotracheal tube. The patient must be awake, cooperative and able to protect the airway.Image: James Heilman, MD, CC BY-SA 4.0

What are the key initial ventilator settings?

Typical starting settings (adult) — StatPearls
SettingUsual starting pointNotes
Tidal volume (VT)6–8 mL/kg predicted (ideal) body weightScaled to height and sex, not actual weight; 4–8 mL/kg PBW when lung protection is needed
Respiratory rateAbout 12–16 breaths/minAdjust to PaCO2 and pH
FiO2Often start at 100%, then titrate downUse the minimum FiO2 that keeps SpO2 about 90–96%
PEEP5 cmH2ORaise in hypoxaemic failure such as ARDS
Plateau pressureKeep below 30 cmH2OMeasured with an inspiratory pause; reflects alveolar pressure

Peak pressure is the highest pressure during inspiration and rises with airway resistance (bronchospasm, kinked or blocked tube) as well as stiff lungs. Plateau pressure is measured during an inspiratory pause when flow is zero, so it reflects the alveoli. A high peak with a normal plateau means a resistance problem; a high peak with a high plateau means a compliance problem (stiff lung, pneumothorax, ARDS). Driving pressure = plateau pressure − PEEP.

What is lung-protective ventilation in ARDS?

The landmark ARDS Network trial (NEJM, 2000) randomised 861 patients with acute lung injury/ARDS to a traditional tidal volume of 12 mL/kg predicted body weight with plateau pressure up to 50 cmH2O, or a lower tidal volume of 6 mL/kg PBW with plateau pressure ≤ 30 cmH2O. The trial was stopped early because mortality was lower with low tidal volumes — 31.0% vs 39.8% — and ventilator-free days were greater.

PBW (men) = 50 + 0.91 × (height in cm − 152.4) | PBW (women) = 45.5 + 0.91 × (height in cm − 152.4)

Tidal volume in ARDS = 6 mL × PBW. Lung size follows height and sex, not body weight — so an obese patient does not get a bigger tidal volume.

  • Tidal volume 6 mL/kg PBW (range 4–8), not actual body weight.
  • Plateau pressure ≤ 30 cmH2O to avoid volutrauma from overdistension.
  • Driving pressure (plateau − PEEP): StatPearls advises reducing tidal volume towards 4 mL/kg if it exceeds 14.
  • PEEP to keep alveoli open and reduce atelectrauma.
  • Prone positioning for severe ARDS: in the PROSEVA trial (P/F < 150 mmHg on FiO2 ≥ 0.6), sessions of at least 16 hours cut 28-day mortality from 32.8% to 16.0%.

What are the complications of positive-pressure ventilation?

  • Ventilator-induced lung injury — barotrauma (pneumothorax, pneumomediastinum), volutrauma (overdistension) and atelectrauma (cyclic collapse and reopening). Lung-protective settings prevent all three.
  • Haemodynamic effects — positive pressure raises intrathoracic pressure, decreasing right and left ventricular preload (and LV afterload), which can drop the blood pressure.
  • Auto-PEEP / air trapping — air trapped in the alveoli raises intrathoracic pressure; it is a risk in obstructive disease and when the patient breathes fast on assist-control (breath stacking).
  • Ventilator-associated events and pneumonia — a deterioration in respiratory status after a period of stability on the ventilator.
Frontal chest X-ray showing a large dark area without lung markings in the left hemithorax, a collapsed left lung edge, and the mediastinum shifted towards the right.
Left-sided pneumothorax with mediastinal shift. Barotrauma from positive-pressure ventilation can cause a pneumothorax; on a ventilator it presents as a sudden rise in airway pressure with hypotension.Image: Photographed by User Clinical Cases 00:42, 7 November 2006, CC BY-SA 2.5

How is a patient weaned from the ventilator?

Weaning starts with a daily screen for readiness, then a spontaneous breathing trial (SBT). StatPearls (Ventilator Weaning) lists the readiness questions:

  • Has the disease that led to ventilation resolved or improved?
  • Haemodynamically stable — no shock, no vasopressor requirement, no significant arrhythmia.
  • Oxygenation adequate — FiO2 below 50% and/or a low PEEP requirement.
  • Awake and communicative enough to protect the airway.
Spontaneous breathing trial essentials
ItemDetail
HowMinimal support: pressure support about 5–8 and/or a small PEEP, or a T-piece / zero-support trial
DurationAt least 30 minutes; tolerating 30–120 min gives about an 80% chance of successful extubation
Pass criteriaRespiratory rate < 35, no significant rise or fall in blood pressure, SpO2 > 90%
RSBI (Tobin index)Respiratory rate ÷ tidal volume (in litres); < 105 predicts success, > 105 predicts failure

What are the common exam traps on ventilator modes?

  • Volume control: pressure is the dependent variable. Pressure control: tidal volume is the dependent variable.
  • AC vs SIMV: AC gives every patient-triggered breath the full set breath; SIMV gives only the set number of mandatory breaths.
  • CMV: the patient cannot trigger the ventilator at all.
  • PSV: patient-triggered, pressure-augmented, no set rate — a weaning mode.
  • CPAP = PEEP alone; BiPAP = IPAP + EPAP (pressure support).
  • ARDS: tidal volume from predicted body weight (height and sex), not actual weight; 6 mL/kg; plateau ≤ 30.
  • High peak, normal plateau = airway resistance problem; high peak and high plateau = compliance problem.
  • RSBI cut-off is 105 (breaths/min/L).

Frequently asked questions

What is the difference between volume control and pressure control ventilation?
In volume control the ventilator delivers a fixed tidal volume, and the airway pressure needed to deliver it varies with lung compliance and resistance. In pressure control the ventilator delivers a fixed inspiratory pressure, and the resulting tidal volume varies with compliance. Stiff lungs therefore cause high pressures in volume control and low tidal volumes in pressure control.
What is the difference between assist-control and SIMV?
In assist-control every breath the patient triggers receives the full set tidal volume or pressure, and a backup rate guarantees a minimum. In SIMV the ventilator delivers only the set number of mandatory breaths, synchronised with patient effort; extra spontaneous breaths are the patient's own, with volume depending on effort and compliance unless pressure support is added.
What is pressure support ventilation used for?
Pressure support augments each breath the patient initiates with a set inspiratory pressure, but it does not set a rate or tidal volume. It is commonly used during weaning and spontaneous breathing trials because the patient controls the rate and much of the effort. Its drawback is unreliable tidal volume, so CO2 can rise if respiratory drive is poor.
What is the difference between CPAP and BiPAP?
CPAP applies a single continuous pressure throughout breathing and corresponds to PEEP, so it improves oxygenation without assisting ventilation. BiPAP applies a higher inspiratory pressure and a lower expiratory pressure; the difference is pressure support, which increases tidal volume and helps clear CO2. That is why BiPAP is preferred for hypercapnic COPD exacerbations.
What tidal volume is used in ARDS?
Lung-protective ventilation uses about 6 mL/kg of predicted body weight, calculated from height and sex, with plateau pressure kept at or below 30 cmH2O. The ARDS Network trial in 2000 showed lower mortality with 6 mL/kg than with 12 mL/kg PBW, 31.0% versus 39.8%, along with more ventilator-free days.
How is predicted body weight calculated?
For men, predicted body weight equals 50 plus 0.91 times the height in centimetres minus 152.4. For women, it equals 45.5 plus 0.91 times the height in centimetres minus 152.4. Tidal volume is then set as millilitres per kilogram of this value, because lung size depends on height and sex rather than on actual body weight.
What is PEEP and why is it used?
PEEP is the positive pressure left in the airways at the end of expiration. It increases functional residual capacity, keeps alveoli from collapsing and reduces atelectrauma, which improves oxygenation. A usual starting level is 5 cmH2O, raised in hypoxaemic failure such as ARDS. Too much PEEP, or trapped auto-PEEP, can lower venous return and blood pressure.
What is a spontaneous breathing trial and the RSBI?
A spontaneous breathing trial tests whether a patient can breathe with minimal support, such as low pressure support or a T-piece, for at least 30 minutes. Success means respiratory rate under 35, stable blood pressure and SpO2 above 90%. The rapid shallow breathing index is respiratory rate divided by tidal volume in litres; below 105 predicts successful weaning.

Sources

  1. StatPearls — Invasive Mechanical Ventilation (NCBI Bookshelf, updated 2024)
  2. StatPearls — Ventilator Management (archived, NCBI Bookshelf)
  3. StatPearls — Ventilator Weaning (NCBI Bookshelf)
  4. ARDS Network. Ventilation with lower tidal volumes as compared with traditional tidal volumes for ALI and ARDS. N Engl J Med 2000 (PubMed 10793162)
  5. Guérin C et al. Prone positioning in severe ARDS (PROSEVA). N Engl J Med 2013 (PubMed 23688302)
  6. Acute Exacerbation of COPD — BiPAP indications, settings and contraindications (PMC10332676)
  7. Driving pressure vs tidal volume per PBW in COVID-19 ARDS — PBW equations (PMC11098065)
  8. Powers SK et al. Prolonged mechanical ventilation alters diaphragmatic structure and function. Crit Care Med 2009 — definition of CMV (PMC2909674)

For exam preparation and education only — not a substitute for clinical judgement or local guidelines. How we write and review these pages: editorial policy.

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